Charles Elliott Carrick

Current Employers

Employment History

• 01/2000 → 11/2019
  Proequities, Inc.
  Birmingham, AL
• 05/2021 → Present
  Beacon Pointe Insurance Services, Llc
  Greensboro, NC
• 06/2019 → 04/2021
  Dmj Wealth Advisors, Llc
  Greensboro, NC
• 10/2001 → 04/2021
  Dmj Wealth Advisors, Llc
  Greensboro, NC
• 05/2021 → Present
  Beacon Pointe Advisors, Llc
  Greensboro, NC

Previous Registrations

• 2019-06-28 → 2021-05-10
  Dmj Wealth Advisors, Llc
  Greensboro, NC
• 2001-12-31 → 2019-06-27
  Concourse Financial Group Securities, Inc.
  Greensboro, NC
  Greensboro, NC
  Durham, NC

Other Businesses

(1) DMJ PROPERTIES POSITION: PARTNER NATURE: REAL ESTATE INVESTMENT RELATED: NO NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 09/01/2011 ADDRESS: 703 GREEN VALLEY ROAD, GREENSBORO NC 27408 DESCRIPTION: BUILDING OWNED IS RENTED FOR BUSINESS USE BY PLANNING AND TAX PRACTICE; RENT IS PAID, BUT INCOME AND EXPENDITURES ARE A WASH. NO NET INCOME DERIVED CURRENTLY. (2) DMJ Wilmington Properties LLC; Investment related: Yes; Location: 703 Green Valley Road; Description: Commercial Real Estate; Position Title: Member; Responsibilities Duties: Member oversight; Start date with business: 2021-04-30; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 0. (3) Beacon Pointe Insurance Services, LLC, Not investment-related; Address: Main office located at 24 Corporate Plaza Dr., STE., 150, Newport Beach CA 92660; Position/Title: Agent; Start Date: 05/2021; HRS/MO During trading hours: 10 hrs./Mo.; Duties: Sale of insurance products (life/health/accident).

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-16
• S63 Uniform Securities Agent State Law Examination
  1985-01-02

Designations