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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-03-30 |
| TX | RA | APPROVED | 2023-03-30 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
121 S Whittier St, Suite 300, Wichita, KS 67207 • United States
121 S Whittier St, Ste 300, Wichita, KS 67207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce Fenner & Smith, Inc. | Wichita | KS | 09/2000 | 03/2023 |
| Bank Of America, Na | Wichita | KS | 01/2010 | 03/2023 |
| Lpl Financial Llc | Wichita | KS | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-15 |
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