Charles Alvin Sewell

Current Employers

Employment History

• 10/1971 → Present
  Sewell Farms At Rum Creek
  Sparta, TN
• 01/2000 → 01/2020
  Fsc Securities Corporation
  Baxter, TN
• 10/2007 → 01/2020
  Compass Advisory Partners
  Baxter, TN
• 02/2020 → 09/2020
  Securities Service Network
  Baxter, TN
• 02/2020 → 09/2020
  Ssn Advisory Inc
  Baxter, TN
• 09/2020 → 06/2024
  Securities America, Inc.
  Baxter, TN
• 09/2020 → 06/2024
  Securities America Advisors, Inc.
  Baxter, TN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Baxter, TN

Previous Registrations

• 2020-09-18 → 2024-06-14
  Securities America Advisors, Inc.
  Baxter, TN
• 2020-02-03 → 2020-09-18
  Ssn Advisory, Inc.
  Baxter, TN
• 2004-03-15 → 2020-02-18
  Fsc Securities Corporation
  Cookeville, TN
• 2007-10-24 → 2020-02-12
  Compass Advisory Partners Llc
  Baxter, TN

Other Businesses

1. JOURNAL FINANCIAL PLANNING POSITION: Sole proprietor NATURE: Charles A. Sewell, CFP DBA Journey Financial Planning Outside business includes term life insurance, health insurance, disability insurance and long term care. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2000 ADDRESS: PO BOX 2328, COOKEVILLE TN 38502 DESCRIPTION: Outside business includes term life insurance, health insurance, disability insurance and long term care. 2. TREP ADVISORS SUCCESSION SOLUTIONS POSITION: consultant NATURE: Referring individuals or businesses that want to sell or possibly buy a business. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2024 ADDRESS: 1290 W. Eau Gallie Blvd, Melbourne FL 32935 DESCRIPTION: Refer business owners. Introduce owners to advisors. 3. JOURNEY FINANCIAL PLANNING POSITION: CFP NATURE: Advisory-SAA INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2000 ADDRESS: 588 Cunningham Lane, Baxter TN 38544, United States DESCRIPTION: Advisory services, financial planning 4. CHARLES A. SEWELL, TENNESSEE NOTARY POSITION: Notary NATURE: Ability to notarize documents for clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/28/2024 ADDRESS: 588 Cunningham Lane, Baxter TN 38544, United States DESCRIPTION: Notarize forms for client accounts, security or transfer as needed

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-08-17
• S63 Uniform Securities Agent State Law Examination
  1984-12-18

Designations

Other Names

• Charles Alvin Sewell
• Charles A Sewell