Best Investors Account Sign in

Brett Louis Dartez

Cetera Investment Advisers LLC

Cookeville, TN

Mcminnville, TN

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-22
TN RA APPROVED 2014-01-21
  • TX RA
    APPROVED_RES
    Since 2022-04-22
  • TN RA
    APPROVED
    Since 2014-01-21

Branch Locations

10 West Broad St, Cookeville, TN 38501 • United States

1035 Smithville Highway, Mcminnville, TN 37110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Mt. Juliet TN 03/2013 Present
Cetera Investment Services Llc St. Cloud MN 03/2013 Present
Cetera Investment Advisers Llc Hermitage TN 01/2014 Present
  • 03/2013 → Present
    Regions Bank
    Mt. Juliet, TN
  • 03/2013 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    Hermitage, TN
Previous Registrations
  • 2012-03-09 → 2013-03-05
    Edward Jones
    Nashville, TN
  • 2009-08-24 → 2010-11-26
    Edward Jones
    Austin, TX
    Austin, TX
    St Louis, MO
    Llano, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-21
  • S66 Uniform Combined State Law Examination
    2009-08-21
Other Names
  • Brett Dartez

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CREATIVE FINANCIAL DESIGNS, INC.
PFS INVESTMENTS INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
RIDGEBROOKE CAPITAL MANAGEMENT LLC
EAGLE STRATEGIES LLC
LPL FINANCIAL LLC

Other Investors

EVA DIANE Herald
JOHN ROCKY MATLOCK
Michael Christian Gray
LARRY MICHAEL SPAIN
Matthew Casey Walker
Michael Tod Williams
JOHN COREY WHITE
Richard Augustus Hofmann-Warner

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cookeville, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Cookeville, TN
CREATIVE FINANCIAL DESIGNS, INC. · Cookeville, TN
PFS INVESTMENTS INC. · COOKEVILLE, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cookeville, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Cookeville, TN
RIDGEBROOKE CAPITAL MANAGEMENT LLC · COOKEVILLE, TN
EAGLE STRATEGIES LLC · COOKEVILLE, TN

More in Cookeville, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor