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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-29 |
| TN | RA | APPROVED | 2009-01-02 |
Branch Locations
13 N Cedar Ave Suite 105, Cookeville, TN 38501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Cookeville | TN | 02/2005 | Present |
| Luna & Herren Investment Group | Cookeville | TN | 02/2005 | 01/2018 |
| Raymond James Financial Services Advisors, Inc | Cookeville | TN | 01/2009 | Present |
1) Name of Business: Coffee Financial Address: 13 North Cedar , Cookeville, TN, 38501, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor and Branch Delegate
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-24 |
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