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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-02-01
  • TN RA
    APPROVED
    Since 2021-02-01

Branch Locations

136 E Spring St., Cookeville, TN 38501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Ins Cookeville TN 08/2005 06/2020
Nationwide Securities Inc Dublin OH 10/2005 06/2020
Nationwide Securities, Inc. Cookeville TN 08/2008 06/2020
Cambridge Investment Research, Inc. Fairfield IA 02/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2021 Present
Matlock Insurance & Financial Services Cookeville TN 08/2005 Present
  • 08/2005 → 06/2020
    Nationwide Ins
    Cookeville, TN
  • 10/2005 → 06/2020
    Nationwide Securities Inc
    Dublin, OH
  • 08/2008 → 06/2020
    Nationwide Securities, Inc.
    Cookeville, TN
  • 02/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2021 → Present
    Fairfield, IA
  • 08/2005 → Present
    Matlock Insurance & Financial Services
    Cookeville, TN
Previous Registrations
Other Businesses

1) MATLOCK INSURANCE AND FINANCIAL SERVICES, 136 E SPRING STREET, COOKEVILLE, TN, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,08/01/05, NIR, 40 HR/WK- 5/TRADING HR. 2) RAK GROUP, LLC, 136 E SPRING STREET, COOKEVILLE, TN, PROPERTY MANAGEMENT, 10/01/16, NIR, 1 HR/MO- 0/TRADING HR 3) ROCKY K, LLC, 136 E SPRING STREET, COOKEVILLE, TN, PROPERTY MANAGEMENT, 11/01/08, NIR, 1 HR/YR- 0/TRADING HR. 4)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 02/01/21

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-31
  • S66 Uniform Combined State Law Examination
    2003-12-31
Other Names
  • John Matlock
  • Rocky Matlock

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