Peter Anthony Rice

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-11-30
CA	RA	APPROVED	2011-01-03

TX RA
APPROVED_RES

Since 2015-11-30
CA RA
APPROVED

Since 2011-01-03

Branch Locations

26042 Marguerite Pkwy, Mission Viejo, CA 92692 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Newport Beach	CA	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Newport Beach	CA	11/2016	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Newport Beach, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Newport Beach, CA

Previous Registrations

2006-10-19 → 2011-01-03

Wells Fargo Investments, Llc

Mission Viejo, CA

Laguna Niguel, CA

Ladera Ranch, CA

Mission Viejo, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-18

S66 Uniform Combined State Law Examination

2006-10-18

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews