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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hall & Raynoha Cpa'S Llp | Kings Park | NY | 01/2001 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 12/2004 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2005 | Present |
1)INDEPENDENT INSURANCE AGENT, 277 INDIAN HEAD RD, KINGS PARK, NY, 5/2005 FOR VARIOUS INDEPENDENT COMPANIES. INV REL - 1/MO - 1/TRADING. 2)HALL CPA GROUP;277 INDIAN HEAD RD,KINGS PARK, NY 11754; BEGAN 01/20/14 AS PARTNER. INVESTMENT RELATED. DEVOTES 50 HR/WK; 7 HR DURING TRADING. 3)Trustee for Brian Link ILIT & Linda Link ILIT, Kings Park, NY, 7/2005. nir- 1 hr/yr - 0/trading. 4)AP triple crown productions, inc, 277 indian head rd, kings park, ny, 8/2015 as part-owner of C-corp to sell sports memorabilia. nir - 5 hr/mo - 0/trading. 5)277 INDIAN HEAD ROAD LLC, 277 INDIAN HEAD RD, KINGS PARK, NY, 9/2016 AS OWNING MEMBER OF LLC THAT OWNS OFFICE BUILDING. NIR - 4/MO - 2/TRADING. 6)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10/WK - 1/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 7)HALL CPA GROUP, 277 Indian Head Rd, Kings Park NY 11754, United States, 01/20/2014, Founder, Tax Services, NIR, (100) HR/MO - (28) HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-25 |
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