Michelle D O'brien

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2000-01-28

CT RA
APPROVED

Since 2000-01-28

Branch Locations

11 South Main Street, West Hartford, CT 06107 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	West Hartford	CT	02/1992	Present
Charles Schwab Bank	West Hartford	CT	07/2007	Present

02/1992 → Present

Charles Schwab & Co., Inc.

West Hartford, CT
07/2007 → Present

Charles Schwab Bank

West Hartford, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-03
S63	Uniform Securities Agent State Law Examination	1988-12-13

S65 Uniform Investment Adviser Law Examination

1999-11-03
S63 Uniform Securities Agent State Law Examination

1988-12-13

Other Names

Michelle Obrien
Michelle Nan Douer
Michelle N Duer
Michelle Duer
Michelle Nan Duer
Michelle Nan O'BRien

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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