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333 South 7Th Street Suite 2100, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-06-21 |
| TX | RA | APPROVED | 2021-06-21 |
Branch Locations
333 South 7Th Street Suite 2100, Minneapolis, MN 55402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advisornet Wealth Management | Minneapolis | MN | 09/2014 | 07/2021 |
| Cetera Advisor Networks, Llc | El Segundo | CO | 09/2014 | 07/2021 |
| Advisor Financing Llc | Minneapolis | MN | 01/2017 | 04/2020 |
| Strong Tower Advisory Services | Minneapolis | MN | 06/2021 | Present |
| Dfpg Investments, Llc | Sandy | UT | 07/2021 | Present |
1. Strong Tower Wealth Management; Investment Related; Minneapolis, MN; Pass through entity; Managing Partner; 09/2014; 45% during business hours; Pass through entity for our securities and insurance practice. 2. Strong Tower Advisory Services; Investment Related; Minneapolis, MN; RIA; CEO; 06/2021; 50% during business hours; Operation of independent RIA to manage client assets. Principally involved in operation and management of investment advisory practice. Overseeing compliance and management of client assets. Hiring relevant consultants to assist in the administration and compliance with relevant laws and regulations. 3. First Light Consulting LLC; non-investment related; Minnesota; Limited liability Company to cover business expenses; Manager; Dec 09,2021; 2% during business hours; Created to cover business expenses related to travel/costs to gather industry knowledge and due diligence trips. 4. Good Neighbor LLC; non-investment related; Bar/restaurant; silent partner; Nov 01,2021; 0% during business hours; Upstart business, not yet open for business.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-03-25 |
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