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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-01-04 |
| CA | RA | APPROVED | 2011-09-29 |
| CO | RA | APPROVED | 2011-09-28 |
Branch Locations
1701 N Lincoln St Suite 100, Denver, CO 80203 • United States
5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States
1920 Chestnut Pl, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Golden | CO | 01/2006 | Present |
| Wells Fargo Advisors, Llc | Golden | CO | 09/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Golden | CO | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, LAKEWOOD, CO, 100% OWNERSHIP WITH SPOUSE, START 5/1/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY; INVESTMENT RELATED; DENVER,CO; 100% OWNERSHIP WITH SPOUSE; START DATE 09/02/2021; NUMBER OF HOURS PER MONTH 1; NUBMER OF HOURS DURING TRADING 0; LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-06 |
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