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150 South 5Th Street Suite 3300, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-04-03 |
| CO | RA | APPROVED | 2026-01-14 |
| CA | RA | APPROVED | 2024-06-03 |
| IA | RA | APPROVED | 2021-10-18 |
| WI | RA | APPROVED | 2021-07-22 |
| TX | RA | APPROVED_RES | 2018-08-29 |
| NC | RA | APPROVED | 2017-03-22 |
| IL | RA | APPROVED | 2017-01-11 |
| MN | RA | APPROVED | 2013-11-05 |
Branch Locations
150 South Fifth Street Suite 3300, Minneapolis, MN 55402 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northland Securities, Inc | Minneapolis | MN | 03/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-26 |
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