Best Investors Account Sign in

Thomas Polaski

Ameriprise Financial Services, LLC

Mishawaka, IN

Mishawaka, IN

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-05
IN RA APPROVED 1998-12-14
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • IN RA
    APPROVED
    Since 1998-12-14

Branch Locations

4440 Edison Lakes Pkwy Ste 200, Mishawaka, IN 46545-1441 • United States

Mishawaka, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mishawaka IN 11/1984 03/2020
Ameriprise Financial Services, Llc Mishawaka IN 03/2020 Present
Other Businesses

Business Ownership; Summit Resources, LLC; Collect checks from other members and pay bills.; Pooling of funds to share office expenses.; 4440 Edison Lakes Pkwy, Suite 200, , Mishawaka, IN, 46545; Not Investment-Related; 09/01/2014; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-10-26
  • S63 Uniform Securities Agent State Law Examination
    1984-10-26
Designations

View on SEC IAPD

Other Firms

UBS FINANCIAL SERVICES INC.
ROSENTHAL | HENRY CAPITAL ADVISORS, INC.
ROBERT W. BAIRD & CO. INCORPORATED
RAYMOND JAMES & ASSOCIATES, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
SYM FINANCIAL ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

BARBARA LYNN WOLFE
DANIEL DOUGLAS ARNOLD
RAYMOND SAMUEL BYERS
JOSEPH FRANK VARGA
CHARLES ADAMS HENRY
JOHN WILLIAM ROSENTHAL
NATHAN WILLIAM RUMELY
KYLE PATRICK EVERETT

Other Offices

UBS FINANCIAL SERVICES INC. · MISHAWAKA, IN
ROSENTHAL | HENRY CAPITAL ADVISORS, INC. · MISHAWAKA, IN
ROBERT W. BAIRD & CO. INCORPORATED · Mishawaka, IN
RAYMOND JAMES & ASSOCIATES, INC. · MISHAWAKA, IN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MISHAWAKA, IN
SYM FINANCIAL ADVISORS · Mishawaka, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Mishawaka, IN
WELLS FARGO CLEARING SERVICES, LLC · MISHAWAKA, IN

More in Mishawaka, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor