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2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2021-07-21 |
| CO | RA | APPROVED | 2021-01-25 |
Branch Locations
9335 Commerce Center Street Unit #B5, Highlands Ranch, CO 80129 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centaurus Financial Inc. | Anaheim | CA | 08/2020 | Present |
| Janus Henderson Distributors | Denver | CO | 11/2012 | 03/2018 |
| Bnp Paribas Securities Corp. | Denver | CO | 04/2018 | 07/2020 |
1. CHARTER TAX AND FINANCIAL SERVICES LLC POSITION: CPA NATURE: Tax return preparation and filing. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: null START DATE: 07/31/2020 ADDRESS: 9335 Commerce Center St. Unit B-5, Highlands Ranch, CO 80108, United States DESCRIPTION: Tax return preparation and filing. Tax help and advice. 2. RM LOANS LLC POSITION: MLO contractor NATURE: MLO Mortgage Loan Originator INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 09/15/2022 ADDRESS: 9335 Commerce Center St, Unit B5, Highlands Ranch, CO 80129, United States DESCRIPTION: Assist borrowers through the mortgage application process and the loan closing 3. CHARTER FINANCIAL RESOURCES POSITION: Administrative assistant NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 07/22/2020 ADDRESS: 9335 Commerce Center St, Unit B5, Highlands Ranch CO 80129-1717, United States DESCRIPTION: administrative duties, answering calls, filing and technical support.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-23 |
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