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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-11-12 |
| MO | RA | APPROVED | 2025-11-10 |
| TX | RA | APPROVED_RES | 2025-11-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner, & Smith Incorporated | Springfield | IL | 10/2009 | 05/2018 |
| Bank Of America, N.A. | Springfield | IL | 12/2009 | 05/2018 |
| Edward Jones | St Louis | MO | 11/2018 | 11/2025 |
| Unemployed | Springfield | IL | 05/2018 | 11/2018 |
| Wells Fargo Clearing Services, Llc | Bloomington | IL | 11/2025 | Present |
Sangamo Brewing; not inv related; Chatham, IL; Brewpub; Partner; Start date: 5/1/2019; 0 Hours per week; 0 Hours during trading; Desc: other main partner runs the business daily PRAIRIERD; NOT INV RELATED; GIRARD, IL; STORM CHASING AND PHOTOGRAPHY;100% OWNERSHIP; START DATE: 11/07/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-19 |
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