Alan Hiroshi Nishimoto

Current Employers

Employment History

• 05/1977 → Present
  Transamerica Occidental Life
  Hon, HI
• 02/2007 → 06/2024
  Securities America, Inc.
  Honolulu, HI
• 02/2007 → 06/2024
  Securities America Advisors, Inc
  Honolulu, HI
• 05/1979 → Present
  Alan Nishimoto
  Honolulu, HI
• 08/1997 → Present
  Capital Accumulation Group, Inc.
  Honolulu, HI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Honolulu, HI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Honolulu, HI

Previous Registrations

• 2007-02-22 → 2024-06-14
  Securities America Advisors, Inc.
  Honolulu, HI
• 2001-07-21 → 2007-02-20
  Sunset Financial Services, Inc.
  Honolulu, HI

Other Businesses

1. SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 2/2007 - LOCATED AT 1585 KAPIOLANI BLVD STE 1520, HONOLULU, HI 96814 2. CAPITAL ACCUMULATION GROUP, INC. POSITION: Hire Life Insurance Agents, Pay for expenses NATURE: CAPITAL ACCUMULATION GROUP INC. - INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 12/1993 - LOCATED AT 1585 KAPIOLANI BLVD STE 1520, HONOLULU, HI 96814 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/1993 ADDRESS: 1585 Kapiolani Blvd., STE. 1520, Honolulu HI 96814, United States DESCRIPTION: President 3. ALAN NISHIMOTO POSITION: Representative NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1978 ADDRESS: 1600 Kapiolani Blvd., Ste. 623, Honolulu HI 96814, United States DESCRIPTION: Sale of Life Insurance, Fixed Annuities, Long Term Care. 4. CAPITAL ACCUMULATION GROUP, INC. POSITION: President NATURE: Corporation formed in 12/1993 to hire agents and to INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/1993 ADDRESS: 1600 Kapiolani Blvd., Ste. 623, Honolulu HI 96814, United States DESCRIPTION: President

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-02-02

Designations