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Paolo Cerri

Wells Fargo Clearing Services, LLC

Oakhurst, NJ

Princeton, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-01-13
  • NJ RA
    APPROVED
    Since 2022-01-13

Branch Locations

1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States

194 Nassau St, Princeton, NJ 08542 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
C&J Partnership Princeton NJ 08/2010 08/2018
Family First Funding Red Bank NJ 06/2017 08/2018
Santander Bank, Na Boston MA 08/2018 11/2021
Santander Securities, Llc Dorchester MA 08/2018 11/2021
Wells Fargo Clearing Services, Llc Princeton NJ 11/2021 Present
Wells Fargo Bank, Na Princeton NJ 11/2021 Present
  • 08/2010 → 08/2018
    C&J Partnership
    Princeton, NJ
  • 06/2017 → 08/2018
    Family First Funding
    Red Bank, NJ
  • 08/2018 → 11/2021
    Santander Bank, Na
    Boston, MA
  • 08/2018 → 11/2021
    Santander Securities, Llc
    Dorchester, MA
  • 11/2021 → Present
    Wells Fargo Clearing Services, Llc
    Princeton, NJ
  • 11/2021 → Present
    Wells Fargo Bank, Na
    Princeton, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-12
S63 Uniform Securities Agent State Law Examination 2018-09-14
  • S66 Uniform Combined State Law Examination
    2022-01-12
  • S63 Uniform Securities Agent State Law Examination
    2018-09-14
Other Names
  • Paolo Cerri
  • Paolo Angelo Cerri

View on SEC IAPD

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Other Investors

MARK ALLEN HEREGA
CHRISTOPHER MICHAEL KEEGAN
JAY RAXESHKUMAR SHAH
EUGENE CHO
WILLIAM JAMES BAXTER
JANICE MILARA
THOMAS F SYLVESTRO
ROBIN NICOLE BOLDEN

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · OAKHURST, NJ
WELLS FARGO CLEARING SERVICES, LLC · OAKHURST, NJ
EQUITABLE ADVISORS, LLC · OCEAN, NJ
WESTPEAK FINANCIAL · OCEAN, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OCEAN, NJ
CETERA INVESTMENT ADVISERS LLC · OCEAN, NJ
BROOKSTONE WEALTH ADVISORS, LLC · Wanamassa, NJ
EDWARD JONES · Oakhurst, NJ

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