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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-06-18 |
| TX | RA | APPROVED | 2008-12-23 |
Branch Locations
1780 Hughes Landing Blvd. Suite 200, The Woodlands, TX 77380-1687 • United States
Galveston, TX • United States
Conroe, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | The Woodlands | TX | 12/2008 | Present |
IAS PERFROMANCE LLC / 16753 DONWICK SUITEA7 CONROE,TX 77385 / COMPANY/ OTHER AUTOMOTIVE / AUTO PURCHASE/SELL & REPAIR / PARTNER /NON-COMPENSATED VICE PRESIDENT AND MENTOR TO SON (PRESIDENT) / START DATE 2/1/2011.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-18 |
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