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Christina Theresa Lewis

Kovack Advisors, Inc.

Ft. Lauderdale, FL

Royal Palm Beach, FL

CRD 1309465

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Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2013-10-16
FL RA APPROVED 2012-06-13
  • LA RA
    APPROVED
    Since 2013-10-16
  • FL RA
    APPROVED
    Since 2012-06-13

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Royal Palm Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc. Ft Lauderdale FL 01/2010 Present
Kovack Advisors, Inc. Ft. Lauderdale FL 04/2012 Present
  • 01/2010 → Present
    Kovack Securities, Inc.
    Ft Lauderdale, FL
  • 04/2012 → Present
    Ft. Lauderdale, FL
Other Businesses

1) DBA: DIAMOND FINANCIAL PLANNING & INSURANCE, LLC- 1823 WALDORF DRIVE, ROYAL PALM BEACH, FL 33411; INVESTMENT RELATED; FINANCIAL PLANNING AND INSURANCE; SOLE MEMBER; 80 HOURS OF TIME SPENT PER WEEK.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-19
S63 Uniform Securities Agent State Law Examination 1986-04-11
  • S65 Uniform Investment Adviser Law Examination
    2012-04-19
  • S63 Uniform Securities Agent State Law Examination
    1986-04-11
Other Names
  • Christina Theresa Sokolowski
  • Christinia Theresa Lewis

View on SEC IAPD

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