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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-28 |
| KY | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED_RES | 2019-10-18 |
Branch Locations
100 W Main St Suite 500, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilliard Lyons | Lexington | KY | 06/1998 | Present |
| J.J.B. Hilliard, W.L. Lyons, Inc. | Lexington | KY | 06/1998 | Present |
| Robert W. Baird & Co. Incorporated | Lexington | KY | 10/2019 | Present |
THOROBRED HORSE BREEDING 2) 08/2010 - EXECUTOR OF MOTHERS WILL AND SUCCESSOR TRUSTEE TO MOTHERS LIVING TRUST 3) IHIGH.INC, NON-INVEST RELATED, 325 W MAIN ST. LEXINGTON, KY 40507, A VIDEO AND WEB STREAMING COMPANY, PASSIVE INVESTOR, 1/1999, 0 HRS/MONTH, NO DUTIES AND DO NOT SOLICIT OTHER INVESTORS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1984-12-19 |
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