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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-04-29 |
| MT | RA | APPROVED | 2026-04-29 |
| WI | RA | APPROVED | 2026-01-09 |
| CA | RA | APPROVED | 2020-10-27 |
| AZ | RA | APPROVED | 2020-09-29 |
Branch Locations
3260 N. Hayden Road Suite 208, Scottsdale, AZ 85251 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins. Co. | Scottsdale | AZ | 04/1983 | 09/2020 |
| Nylife Securities Inc. | Phoenix | AZ | 08/1985 | 09/2020 |
| Cypress Strategies | Scottsdale | AZ | 05/2002 | Present |
| Guardian Life Insurance Company | Scottsdale | AZ | 09/2020 | Present |
| Park Avenue Securiites | Scottsdale | AZ | 09/2020 | Present |
1. BJD INVESTMENTS LLC: INVESTOR, Start Date: 04/18/2013, Address: 3260 N. HAYDEN ROAD, SUITE 208, SCOTTSDALE, AZ 85251, 1 total hour/month; 0 during securities trading hours, Investment Related, <10% annual compensation, 2. ACE TEN INVESTMENTS LLC: PASSIVE REAL ESTATE INVESTOR Start Date: 06/01/2005 Address: 3260 N. HAYDEN ROAD, SUITE 208, SCOTTSDALE, AZ 85251 0 total hours per month, INVESTMENT RELATED, <10% annual compensation, 3. TTT ONE LLC: REAL ESATE INVESTMENTS START DATE: 08/01/2005 ADDRESS: 3260 N. HAYDEN ROAD, SUITE 208, SCOTTSDALE, AZ 85251, 0 total hours per month, INVESTMENT RELATED, <10% annual compensation, 4. Insurance outside of Guardian, Start Date: 09/01/2025, Address: 3260 N Hayden Rd., Suite 208, Scottsdale, AZ 85251, 20 total hours per month; 10 during securities trading hours, Investment Related, <10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-23 |
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