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Current Employers
Paramount Associates Wealth Management

6400 S. Fiddlers Green Circle #1310, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-01-15
  • CO RA
    APPROVED
    Since 2026-01-15

Branch Locations

6400 S. Fiddlers Green Circle #1310, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Denver CO 06/2009 06/2017
Various Insurance Carriers For W&R Insurance Agencies Denver CO 06/2009 Present
Paramount Associates, Llc Aurora CO 06/2017 Present
Niagara International Capital Limited Clarence NY 06/2017 Present
  • 06/2009 → 06/2017
    Waddell & Reed, Inc.
    Denver, CO
  • 06/2009 → Present
    Various Insurance Carriers For W&R Insurance Agencies
    Denver, CO
  • 06/2017 → Present
    Paramount Associates, Llc
    Aurora, CO
  • 06/2017 → Present
    Niagara International Capital Limited
    Clarence, NY
Previous Registrations
Other Businesses

Paramount Associates LLC; Greenwood Village, CO; Investment related; Started 6/2017; Investment Adviser Representative; 320 hrs/month; 100 hrs/month during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-15
S63 Uniform Securities Agent State Law Examination 1985-02-12
  • S66 Uniform Combined State Law Examination
    2001-05-15
  • S63 Uniform Securities Agent State Law Examination
    1985-02-12
Other Names
  • Andrew A Klein
  • Andrew Klein

View on SEC IAPD

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