Gary Jon Sampson

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-03-04
CA	RA	APPROVED	2018-03-02

TX RA
APPROVED_RES

Since 2018-03-04
CA RA
APPROVED

Since 2018-03-02

Branch Locations

5060 California Ave 11Th Fl [Lq-Rbo], Bakersfield, CA 93309 • United States

5060 California Ave 11Th Fl, Bakersfield, CA 93309 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Bakersfield	CA	11/2008	03/2018
Wells Fargo Clearing Services, Llc	Bakersfield	CA	03/2018	Present

11/2008 → 03/2018

Ubs Financial Services Inc

Bakersfield, CA
03/2018 → Present

Wells Fargo Clearing Services, Llc

Bakersfield, CA

Previous Registrations

2008-11-21 → 2018-03-15

Ubs Financial Services Inc.

Bakersfield, CA
2001-04-03 → 2008-11-28

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bakersfield, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-03-27
S63	Uniform Securities Agent State Law Examination	1997-08-11

S65 Uniform Investment Adviser Law Examination

2001-03-27
S63 Uniform Securities Agent State Law Examination

1997-08-11

Designations

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews