Floyd Zachary Fielder

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Lpl Financial Llc
  San Diego, CA

Previous Registrations

• 1999-10-18 → 2009-04-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Diego, CA
  San Diego, CA

Other Businesses

1. 3/17/2009 - OTHER-BUSINESS ENTITY FOR ACCOUNTING PURPOSES - FIELDER ADVISORY GROUP - CORPORATION ESTABLISHED AS A TAX SHELTER. NOT HELD OUT TO THE PUBLIC. 2. 3/17/2009 - OTHER-BUSINESS ENTITY FOR ACCOUNTING PURPOSES - NEW SENTRY CAPITAL MANAGEMENT, LLC - FOR LIABILITY PURPOSES. NOT HELD OUT TO THE PUBLIC. - SHELL ACCOUNT. - TIME SPENT 1%. 3. 05/11/2012: / MORTGAGE BROKERAGE SERVICES / HOME AND LOAN FINDERS / PURCHASE AND REFINANCE MORTGAGES THROUGH HOME AND LOAN FINDERS. / TIME SPENT 10% / SAN DIEGO, CA 4. 04/25/13 - Fielder Finley Wealth Management - INV REL- AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 5. 05/29/2014 - Fielder Family Trust - NOT INV REL - 2821 Aspen Glen Ct. Chula Vista, CA 91914 - Other - Trustee on Family Trust - START 12/29/05 - 1 HOUR PER MONTH, 1 DURING TRADING - Co Trustee on Family Trust with wife Connie Fielder 6. 02/03/2016 - Newell Wealth Management - INV REL - 6310 Greenwich Dr., Ste 150, San Diego, CA 92122 - DBA for LPL Business (entity for LPL business) - START 03/01/2013 - NOT IEM SPENT - DBA strictly for LPL business.

Exams

• S66 Uniform Combined State Law Examination
  1999-09-13

Other Names

• Floyd Z Fielder
• Floyd Zachary Fielder
• F Zachary Fielder