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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-09-24 |
| TX | RA | APPROVED | 2021-09-24 |
Branch Locations
370-17Th Street, Denver, CO 80202 • United States
Golden, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Denver | CO | 10/2012 | 06/2021 |
| Ubs Financial Services, Inc. | Denver | CO | 06/2021 | Present |
LifeVantage, not investment-related, 3300 Triumph Blvd., Lehi, UT 84043; Health supplements - multi-level marketing; distributor; started January 2011, 8 hours devoted monthly to business, No/zero hours devoted to other business during securities trading hours; sell health supplements to interested individuals. 2) Name of Business: Hope House of Colorado./ Address: 6475 Benton St., Bldg. A Arvada Colorado United States./ Investment Related: No./ Nature: Hope House provides free self-sufficiency programs to parenting teen moms in three key areas. The Empower Program provides opportunities for personal, educational and economic self-sufficiency for teen moms. This includes educational assistance through High School & GED and College & Career Programs. Additional supportive services include healthy relationships and personal growth classes, licensed counseling, legal advocacy and financial literacy. The Housing Support Program provides metro-Denver's only Residential Program for teen moms, and additional housing supports through various partnerships. The Early Learning & School Age Program focuses on literacy and social-emotional development; early intervention services; and school-age supports for the children; and provides a Parenting Program for teen moms. All programs are designed to transform the lives of two generations at Hope House./ Role: Finance Committee Member./ Duty: Review budgets, all financials./ Start Date: 6/15/2023./ Time Required: N/A.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-09-07 |
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