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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-09-24
TX RA APPROVED 2021-09-24
  • CO RA
    APPROVED
    Since 2021-09-24
  • TX RA
    APPROVED
    Since 2021-09-24

Branch Locations

370-17Th Street, Denver, CO 80202 • United States

Golden, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Denver CO 10/2012 06/2021
Ubs Financial Services, Inc. Denver CO 06/2021 Present
Other Businesses

LifeVantage, not investment-related, 3300 Triumph Blvd., Lehi, UT 84043; Health supplements - multi-level marketing; distributor; started January 2011, 8 hours devoted monthly to business, No/zero hours devoted to other business during securities trading hours; sell health supplements to interested individuals. 2) Name of Business: Hope House of Colorado./ Address: 6475 Benton St., Bldg. A Arvada Colorado United States./ Investment Related: No./ Nature: Hope House provides free self-sufficiency programs to parenting teen moms in three key areas. The Empower Program provides opportunities for personal, educational and economic self-sufficiency for teen moms. This includes educational assistance through High School & GED and College & Career Programs. Additional supportive services include healthy relationships and personal growth classes, licensed counseling, legal advocacy and financial literacy. The Housing Support Program provides metro-Denver's only Residential Program for teen moms, and additional housing supports through various partnerships. The Early Learning & School Age Program focuses on literacy and social-emotional development; early intervention services; and school-age supports for the children; and provides a Parenting Program for teen moms. All programs are designed to transform the lives of two generations at Hope House./ Role: Finance Committee Member./ Duty: Review budgets, all financials./ Start Date: 6/15/2023./ Time Required: N/A.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-09-07
  • S63 Uniform Securities Agent State Law Examination
    2021-09-07
Designations
Other Names
  • Jennifer Lucille Mcmahan
  • Jennifer Lucille Pendleton

View on SEC IAPD

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