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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| NJ | RA | APPROVED | 2020-02-18 |
| TX | RA | APPROVED_RES | 2020-02-18 |
Branch Locations
6790 Main Street, Suite 120, Williamsville, NY 14221 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Buffalo | NY | 05/2009 | 02/2020 |
| Lpl Financial Llc | Buffalo | NY | 02/2020 | Present |
1) 2/2009 - DBA for LPL Business (entity for LPL business) - RUSSELL PRIVATE WEALTH MANAGEMENT - Investment Related - BUFFALO NY, 14202 2) 2/2019 - DBA for LPL Business (entity for LPL business) - RUSSELL WEALTH MANAGEMENT INC - Investment Related - BUFFALO NY, 14202 3) 2/2016 - Real Estate Rental - Investment Related - 140 W Summit St, Lakewood, NY 14750
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-19 |
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