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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-04-19 |
Branch Locations
35 Bedford Street Suite 15, Lexington, MA 02420 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bickling Financial Services, Inc | Lexington | MA | 10/1990 | 03/2023 |
| Lpl Financial Llc | Lexington | MA | 07/1990 | 09/2020 |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2020 | 03/2023 |
| Hightower Advisors | Chicago | IL | 03/2023 | Present |
Dorobick Services, Inc. 2. Investment related 3. 35 Bedford St., #15, Lexington, MA 02420 4. Business entity for tax/investment purposes only 5. 6. 11/20/2017 7. 1 hrs/mo 8. 0 hrs during trading 9. Weld Greeley, LLC 2. Investment related 3. 35 Bedford St., #15, Lexington, MA 02420 4. Business entity for tx/investment purposes only 5. Board Member 6. 11/27/2017 7. 1 hr/mo 8. 0 hrs during trading 9. Non-Variable insurance 2. Investment related 3. 35 Bedford St., #15, Lexington, MA 02420 4. Insurance Coverage 5. Agent 6. 05/23/2013 7. 1 hrs/mo 8. 0 hrs during trading 9. Life, Health, disability, LTC, fixed annuities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1984-09-10 |
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