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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2024-01-17
  • HI RA
    APPROVED
    Since 2024-01-17

Branch Locations

1100 Alakea Street Suite 1550, Honolulu, HI 96813 • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Investment Management Services Honolulu HI 07/2013 Present
Prudential Insurance Company Of America Honolulu HI 07/2013 Present
Gwfs Equities, Inc. Honolulu HI 04/2022 Present
  • 07/2013 → Present
    Prudential Investment Management Services
    Honolulu, HI
  • 07/2013 → Present
    Prudential Insurance Company Of America
    Honolulu, HI
  • 04/2022 → Present
    Gwfs Equities, Inc.
    Honolulu, HI
Other Businesses

I HAVE A STUDIO ATTACHED TO MY HOUSE THAT I RENT TO A TENANT AT A RATE OF $1,500/MONTH. POSITION: My wife and I are owners of the house that the studio rental is attached to. NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2020 ADDRESS: 669 Akoakoa Street, Kailua HI 96734, United States DESCRIPTION: We collect rent on the studio and do repairs on occasion.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-16
S63 Uniform Securities Agent State Law Examination 2013-10-11
  • S65 Uniform Investment Adviser Law Examination
    2023-12-16
  • S63 Uniform Securities Agent State Law Examination
    2013-10-11

View on SEC IAPD

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