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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2024-01-17 |
Branch Locations
1100 Alakea Street Suite 1550, Honolulu, HI 96813 • United States
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Investment Management Services | Honolulu | HI | 07/2013 | Present |
| Prudential Insurance Company Of America | Honolulu | HI | 07/2013 | Present |
| Gwfs Equities, Inc. | Honolulu | HI | 04/2022 | Present |
I HAVE A STUDIO ATTACHED TO MY HOUSE THAT I RENT TO A TENANT AT A RATE OF $1,500/MONTH. POSITION: My wife and I are owners of the house that the studio rental is attached to. NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2020 ADDRESS: 669 Akoakoa Street, Kailua HI 96734, United States DESCRIPTION: We collect rent on the studio and do repairs on occasion.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-11 |
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