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9 South Long Beach Road, Rockville Centre, NY 11570 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-19 |
Branch Locations
9 South Long Beach Road, Rockville Centre, NY 11570 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Junior Baseball League Umpire Association | Commack | NY | 06/2011 | Present |
| Lpl Financial, Llc | Rockville Centre | NY | 04/2015 | Present |
| The Pinnacle Financial Group | Rockville Centre | NY | 05/2015 | Present |
1. 4/2/2015: THE PINNACLE FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Time Spent 50%. 2. 5/14/2015: THE PINNACLE FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - Time Spent 50%. 3. 11/7/2019 - No Business Name - Not Investment Related - Home Based - Outside/W-2 Employment - Started 06/01/2011 - 15 Hours Per Month/0 Hours During Securities Trading - National Junior Baseball League Officials - Official for youth sporting events. 4. 11/7/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/01/2019 - 10 Hours Per Month/1 Hour During Securities Trading. 5. 08/18/2021 - Pinnacle RIA Consulting - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 08/04/2021 - 20 Hours Per Month/1 Hours During Securities Trading - Monthly fee from RIA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-21 |
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