William Robert Bergstrom

Current Employers

Employment History

• 04/1995 → 06/2023
  Royal Alliance Associates, Inc.
  Roseville, MN
• 04/1995 → Present
  Focus Financial Network, Inc.
  Roseville, MN
• 06/2023 → Present
  Osaic Wealth, Inc.
  Minneapolis, MN

Other Businesses

1) FOCUS FINANCIAL POSITION: insurance/e/o NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1994 ADDRESS: 1300 Godward Street NE, #5500, Minneapolis MN 55413, United States DESCRIPTION: reviewing and replacing insurance contracts through a financial planning process 2) FOCUS FINANCIAL NETWORK INC. POSITION: Executive Officer NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1994 ADDRESS: 1300 Godward Street NE, Suite 5500, Mpls MN 55413, United States DESCRIPTION: I am an owner of Focus Financial Network Inc. 3) FOCUS FINANCIAL NETWORK POSITION: Executive Officer NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 8 START DATE: 01/01/1994 ADDRESS: 1300 Godward Street NE, Suite 5500, Mpls MN 55413, United States DESCRIPTION: I act as a Board member and am a member of the compensation committee as well as a 401k Trustee 4) BILL BERGSTROM POSITION: trustee NATURE: trustee of family testamentary trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/18/2020 ADDRESS: 1300 Godward ST NE, 5500, Mpls MN 55431, United States DESCRIPTION: managing and oversite of funds 5) BFR POSITION: owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2022 ADDRESS: 12 point Rd, Bayport MN 55003, United States DESCRIPTION: Collect rent on a building 6) FOCUS FINANCIAL NETWORK INC POSITION: Financial advisor/EO NATURE: Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/1994 ADDRESS: 1300 Godward St NE, #5500, Mpls MN 55413, United States DESCRIPTION: Review track and research investment ideas and products 7) BFG1 POSITION: President NATURE: sub chapter S INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 02/15/2018 ADDRESS: 1300 Godward ST NE, #5500, Minneapolis MN 55413, United States DESCRIPTION: This is the same business I have now, I just activated the sub chapter S and LLC, Bergstrom Financial Group LLC was established as part of my succession plan and has 3 members, myself, Chad Steeves and Scott Mullinix. BFG1 is the mechanism that pays me a salary and has tax withholding. All business expenses are paid from LLC account. Once all of those expenses are paid the remaining balance is transferred based on an agreed upon percentage to Sub Chapter S business' that each of the three members have created. My portion is paid to my BFG1 Sub Chapter S. The public will never see these names of the business's 8) BERGSTROM FINANCIAL GROUP LLC POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/15/2018 ADDRESS: 1300 Godward ST NE, #5500, Minneapolis MN 55413, United States DESCRIPTION: Same as my current role- Bergstrom Financial Group LLC was established as part of my succession plan and has 3 members, myself, Chad Steeves and Scott Mullinix. Osaic Wealth Inc.is not allowed to pay commissions to an LLC so all Commissions are paid directly to my personal account. I then transfer those commissions to the Bergstrom Financial Group LLC account. Focus Financial pays all investment advisory fees to this LLC as well. All business expenses are paid from LLC account. Once all of those expenses are paid the remaining balance is transferred based on an agreed upon percentage to Sub Chapter S business' that each of the three members have created. My portion is paid to my BFG1 Sub Chapter S.

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-08-29

Other Names

• Bill Bergstrom