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3400 Wabash Avenue, Springfield, IL 62711 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-04-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Investment Services Corporation | Columbus | OH | 04/1986 | 12/2018 |
| Not Employed | Thornton | CO | 01/2019 | 12/2020 |
| Pruco Securities Llc | Englewood | CO | 12/2020 | 03/2021 |
| The Prudential Insurance Company Of America | Englewood | CO | 02/2021 | 03/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2021 | 11/2021 |
| Unemployed | Thornton | CO | 03/2021 | 08/2021 |
| Bank Of Springfield | Springfield | IL | 02/2026 | Present |
| Bos Asset Management, Llc | Springfield | IL | 04/2026 | Present |
| Unemployed | Thornton | CA | 11/2021 | 02/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-05 |
| S65 | Uniform Investment Adviser Law Examination | 2006-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1984-09-07 |
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