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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-05 |
| IL | RA | APPROVED | 2025-06-05 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
Los Angeles, CA • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Los Angeles | CA | 08/2012 | 05/2019 |
| Western International Securities, Inc. | Pasadena | CA | 05/2019 | 06/2025 |
| Lpl Financial Llc | Pasadena | CA | 06/2025 | Present |
1. 06/05/2025- K Moy, LLC- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 10/05/2009 2. 06/05/2025-M2K- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 06/05/2017 3. 06/05/2025- Moy Wealth Advisors- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 03/04/2019- 160 Hours Per Month- 5 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1985-04-30 |
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