Dan Patrick Foster

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1984 → Present
  Aim Financial Consulting Group Inc
  San Diego, CA
• 04/2014 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1997-07-08 → 2014-05-02
  Transamerica Financial Advisors, Llc
  San Diego, CA

Other Businesses

1) DBA: AIM FINANCIAL CONSULTING GROUP INC, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, FINANCIAL SERVICES & FINANCIAL PLANNING, START APRIL 2014, 40 PLUS HOURS PER WEEK - DURING TRADING HOURS, CEO - FINANCIAL ADVISOR. 2) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, START APRIL 2014, 10 HRS PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, HEALTH, ANNUITIES, AND LONG-TERM CARE. 3) TELESIS TAX SERVICES, NOT INVESTMENT RELATED, 1011 CAMINO DEL RIO S #320, SAN DIEGO, CA 92108, TAX PREPARATION, START JANUARY 2015, LESS THAN 5 HOURS PER WEEK - MAY VARY DURING TRADING HOURS, VICE PRESIDENT - HIRE CPAS FOR TAX PREPARATION. 4) NAME OF OTHER BUSINESS: HOMES FOR OUR TROOPS INVESTMENT RELATED: NO ADDRESS: 1425 K ST. NW SUITE 750 WASHINGTON DC 2005 NATURE OF BUSINESS: FOUNDATION FOR FINANCIAL PLANNING FOR DISABLED VETERANS START DATE: 5/2016 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: VOLUNTEER BRIEF DESCRIPTION OF DUTIES: PRO BONO FINANCIAL ADVICE 5) NAME OF OTHER BUSINESS: DAN FOSTER RENTALS; INVESTMENT RELATED: NO; ADDRESS: 5030 CAMINO DE LA SIESTA 406 SAN DIEGO, CA 92108; NATURE OF BUSINESS: RENTAL PROPERTIES; START DATE: 04/2021; POSITION/TITLE/RELATIONSHIP: CEO; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PURCHASE REAL ESTATE AND RENT PROPERTIES; 6) NAME OF OTHER BUSINESS: THE ALLEY FOOD MINISTRY, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: NON-PROFIT, START DATE:02/2021, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 10, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PROVIDING FOOD TO HOMELESS AND FOOD INSECURE; 7) NAME OF OTHER BUSINESS: AIM FINANCIAL CONSULTING GROUP; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE SERVICES; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: AGENT; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: HELP CLIENTS SELL LIFE INSURANCE POLICY THEY DO NOT NEED;

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-05-12

Designations

• Certified Financial Planner