Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2013-02-13
  • TN RA
    APPROVED
    Since 2013-02-13

Branch Locations

1100 Ridgeway Loop Road Suite 500, Memphis, TN 38120 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Memphis TN 02/2013 Present
Previous Registrations
  • 2004-03-18 → 2013-02-13
    Morgan Keegan & Company, Llc
    Memphis, TN
    Memphis, TN
    Memphis, TN
    Memphis, TN
Other Businesses

(1)Name of Business: XSTOKES JOHN & ANNE Address: 1100 Ridgeway Loop Rd Ste 500, Memphis, TN, 38120-4053, United States Activity Type: Control Person Position/Title: Power of Attorney (Acting) Investment Related: Yes Start Date: 01/01/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am Attorney-in fact for my parents accounts\nParents are beneficiary of trust and I am one of the trustees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-11-02
  • S63 Uniform Securities Agent State Law Examination
    1984-11-02
Other Names
  • Jack Stokes

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Memphis, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor