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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2017-05-03 |
Branch Locations
999 Bishop Street Floor 2, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Hawaiian Bank | Honolulu | HI | 09/2005 | Present |
| Bancwest Investment Services | Honolulu | HI | 12/2005 | 05/2017 |
| Raymond James Financial Services Inc | Honolulu | HI | 05/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Honolulu | HI | 05/2017 | Present |
(1)Name of Business: Chaminade University Address: 1931 Ventura street, Honolulu, HI, 96822, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: Yes Start Date: 07/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Board Regent for Chaminade University in Honolulu, Hawaii\nI serve on the Mission and Identity committee. (2)Name of Business: First Hawaiian Advisors Address: 999 Bishop St Ste 1850, Honolulu, HI, 96813, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/03/2017 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: assists with series 24 duties (3)Name of Business: Jean Charlot Foundation Address: 1931 Ventura street, Honolulu, HI, 96822, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Director Investment Related: Yes Start Date: 01/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: as Board Treasurer, I report to the board the financials of the organization at our quarterly board meetings.\n\nI do not have any signing authority. The board added the role of assistant treasurer to help with those functions.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-08-04 |
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