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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2017-05-03
  • HI RA
    APPROVED
    Since 2017-05-03

Branch Locations

999 Bishop Street Floor 2, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Hawaiian Bank Honolulu HI 09/2005 Present
Bancwest Investment Services Honolulu HI 12/2005 05/2017
Raymond James Financial Services Inc Honolulu HI 05/2017 Present
Raymond James Financial Services Advisors Inc. Honolulu HI 05/2017 Present
  • 09/2005 → Present
    First Hawaiian Bank
    Honolulu, HI
  • 12/2005 → 05/2017
    Bancwest Investment Services
    Honolulu, HI
  • 05/2017 → Present
    Raymond James Financial Services Inc
    Honolulu, HI
  • 05/2017 → Present
    Honolulu, HI
Previous Registrations
  • 2009-12-02 → 2017-05-02
    Bancwest Investment Services, Inc.
    Honolulu, HI
    Kailua-Kona, HI
    Wailuku, HI
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
    Koloa, HI
    Kahului, HI
    Lihue, HI
    Mongmong
    Honolulu, HI
    Kihei, HI
    Lihue, HI
    Aiea, HI
    Dededo
    Tamuning
    Pearl City, HI
    Wailea, HI
    Kaneohe, HI
    Honolulu, HI
    Lanai City, HI
    Honolulu, HI
    Schofield Barracks, HI
    Waimea, HI
    Princeville, HI
    Kailua, HI
    Mililani, HI
    Eleele, HI
    Pukalani, HI
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
  • 1987-04-20 → 2005-09-01
    Honolulu, HI
Other Businesses

(1)Name of Business: Chaminade University Address: 1931 Ventura street, Honolulu, HI, 96822, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: Yes Start Date: 07/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Board Regent for Chaminade University in Honolulu, Hawaii\nI serve on the Mission and Identity committee. (2)Name of Business: First Hawaiian Advisors Address: 999 Bishop St Ste 1850, Honolulu, HI, 96813, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/03/2017 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: assists with series 24 duties (3)Name of Business: Jean Charlot Foundation Address: 1931 Ventura street, Honolulu, HI, 96822, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Director Investment Related: Yes Start Date: 01/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: as Board Treasurer, I report to the board the financials of the organization at our quarterly board meetings.\n\nI do not have any signing authority. The board added the role of assistant treasurer to help with those functions.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-08-04
  • S63 Uniform Securities Agent State Law Examination
    1984-08-04
Designations
Other Names
  • Vernon Yew Cheong Wong

View on SEC IAPD

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