Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-30 |
| OH | RA | APPROVED | 2024-09-27 |
Branch Locations
7335 Crossleigh Ct Ste 100, Toledo, OH 43617 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Perrysburg | OH | 07/2009 | 10/2017 |
| Bank Of America, N.A. | Perrysburg | OH | 12/2009 | 10/2017 |
| Morgan Stanley | Perrysburg | OH | 10/2017 | 09/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 12/2017 | 09/2024 |
| Wells Fargo Clearing Services, Llc | Toledo | OH | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1984-09-05 |
Reach out to this advisor