Best Investors Account Sign in

Deborah Jones Horn

Wells Fargo Clearing Services, LLC

Cincinnati, OH

Cincinnati, OH

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-27
OH RA APPROVED 2015-06-15
  • TX RA
    APPROVED_RES
    Since 2023-11-27
  • OH RA
    APPROVED
    Since 2015-06-15

Branch Locations

8044 Montgomery Rd Ste 570 Towers Of Kenwood, Cincinnati, OH 45236 • United States

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Cincinnati OH 06/2015 11/2016
Wells Fargo Clearing Services, Llc Cincinnati OH 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2015-06-29
    Morgan Stanley
    Cincinnati, OH
    Cincinnati, OH
  • 2008-10-27 → 2009-06-01
    Morgan Stanley & Co. Llc
    Cincinnati, OH
  • 2002-03-13 → 2008-10-31
    Ubs Financial Services Inc.
    Cincinnati, OH
    Cincinnati, OH
Other Businesses

NOTARY PUBLIC; NOT INVESTMENT RELATED; CINCINNATI, OH; START 02/20/2005; 1 HOUR PRE MONTH / 0 DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-30
S63 Uniform Securities Agent State Law Examination 1986-06-09
  • S66 Uniform Combined State Law Examination
    2002-05-30
  • S63 Uniform Securities Agent State Law Examination
    1986-06-09
Other Names
  • Deborah Jones Whittemore
  • Deborah J. Horn
  • Debbie Horn

View on SEC IAPD

Other Firms

QUEEN CITY CAPITAL MANAGEMENT, LLC
OSAIC WEALTH, INC.
BAHL & GAYNOR LLC
BRIXEY & MEYER CAPITAL LLC
OPUS CAPITAL MANAGEMENT
FORMIDABLE ASSET MANAGEMENT, LLC
RC CAPITAL
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

More in Cincinnati, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor