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Julianne Comstock Canterbury

Morgan Stanley

The Woodlands, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-06-01
  • TX RA
    APPROVED
    Since 2009-06-01

Branch Locations

24 Waterway Avenue Suite 600, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated The Woodlands TX 04/2007 Present
Morgan Stanley Smith Barney The Woodlands TX 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    The Woodlands, TX
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    The Woodlands, TX
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    The Woodlands, TX
  • 1997-11-09 → 2007-04-02
    Morgan Stanley Dw Inc.
    Thewoodlands, TX
    The Woodlands, TX
Other Businesses

1.County Polling; Non Investment Related; 11/2016; Poll volunteer work: short term duration work 2.County Polling; Investment related No; Poll Volunteer work; Role/position/job title (proprietor, partner, officer, director, employee, trustee, agent); 03/2018; During business hours: 0; After business hours: 0; short term duration work *379548 - Mary KaY; Investment related No; Cosmetics; Mary Kay Consultant (proprietor, partner, officer, director, employee, trustee, agent); Aug 2019; During business hours: 0; After business hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-27
S63 Uniform Securities Agent State Law Examination 1997-01-13
  • S65 Uniform Investment Adviser Law Examination
    2001-04-27
  • S63 Uniform Securities Agent State Law Examination
    1997-01-13
Other Names
  • Julianne Daugherty
  • Julianne Canterbury
  • Julianne Comstock

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