Philip John Sprague

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1984 → 11/2021
  Mml Investors Services, Inc.
  Watertown, NY
• 11/2021 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 11/2021 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2018-02-03 → 2021-11-02
  Mml Investors Services, Llc
  Watertown, NY
  Watertown, NY

Other Businesses

(1) Fixed Insurance Agent; investment related; 531 Washington St, Ste 3501, Watertown, NY 13601; Insurance sales; Insurance Agent; Start 3/1983; 150 hrs/mo, 150 hrs/mo during trading. (2) Watertown Wealth Management; DBA; Investment Related; 531 Washington St, Ste 3501, Watertown, NY 13601; President/CEO; Financial Advising; Start 12/11/2020; 140 hrs/mo, 140 hrs/mo during trading. (3) Co-Trustee and Executor of Estate of C MacDonald Grout. (4) First Presbyterian Church; Not Investment related; Washington Street, Watertown, NY 12301; Volunteer; Committee Chairman; Organization of group of volunteers to solicit contributions and pledges to replace a historic steeple as well as the actual solicitation of these contributions; Start 9/26/24; 5 hours /month during trading. (5) First Presbyterian Church; Not investment related; Washington St, Watertown, NY 13601; Volunteer on behalf of this church; Member of finance committee; Start 9/30/2025; 1 hour/month during trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-09-16

Other Names

• Philip John Sprague