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Current Employers
Northland Securities, Inc.

150 South 5Th Street Suite 3300, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-08-18
MN RA APPROVED 2018-04-22
  • WI RA
    APPROVED
    Since 2026-08-18
  • MN RA
    APPROVED
    Since 2018-04-22

Branch Locations

150 South Fifth Street Suite 3300, Minneapolis, MN 55402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Northland Securities, Inc. Minneapolis MN 09/2002 Present
Other Businesses

WOOD RIVER WHITE TAIL, LLC; MANAGING MANGER; TIMBER, REAL ESTATE, INVESTMENTS; 4 HOURS PER WEEK, O DURING TRADING HOURS; COMPENSATION WILL BE RECEIVED BASED ON INCOME GENERATED. 2.) KAHN ALSO CONDUCTS BUSINESS THROUGH NORTHLAND NETWORKS: OFFERS PLACEMENT AGENT SERVICES IN COMMERCIAL LOAN PARTICIPATION PROGRAMS. NORTHLAND NETWORKS IS A SUBSIDIARY OF NORTHLAND CAPITAL HOLDINGS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-17
S63 Uniform Securities Agent State Law Examination 1984-07-24
  • S65 Uniform Investment Adviser Law Examination
    2018-04-17
  • S63 Uniform Securities Agent State Law Examination
    1984-07-24

View on SEC IAPD

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