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Linda Smith Shelby

Blue Marble Investments

Santa Barbara, CA

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Current Employers
Blue Marble Investments

1117 State St. #85, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-22
CA RA APPROVED 2018-09-05
  • TX RA
    APPROVED_RES
    Since 2024-01-22
  • CA RA
    APPROVED
    Since 2018-09-05

Branch Locations

1117 State St. #85, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 10/2009 10/2016
Blue Marble Investments, Llc San Luis Obispo CA 07/2017 Present
None San Jose CA 09/2016 07/2017
Bank Of America San Jose CA 04/1990 09/2016
Blue Marble Investments, Llc San Luis Obispo CA 07/2017 Present
  • 10/2009 → 10/2016
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Jose, CA
  • 07/2017 → Present
    Blue Marble Investments, Llc
    San Luis Obispo, CA
  • 09/2016 → 07/2017
    None
    San Jose, CA
  • 04/1990 → 09/2016
    Bank Of America
    San Jose, CA
  • 07/2017 → Present
    Blue Marble Investments, Llc
    San Luis Obispo, CA
Previous Registrations
  • 2018-09-05 → 2024-01-06
    Blue Marble Investments
    San Jose, CA
    Santa Barbara, CA
  • 2009-10-23 → 2016-10-03
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Jose, CA
    Menlo Park, CA
    San Francisco, CA
    San Jose, CA
    Palo Alto, CA
    San Jose, CA
    New York, NY
    San Jose, CA
    Boston, MA
    San Jose, CA
    San Jose, CA
    New York, NY
  • 2000-09-22 → 2009-10-23
    Banc Of America Investment Services, Inc.
    San Jose, CA
    Palo Alto, CA
    San Francisco, CA
    San Jose, CA
    Boston, MA
    Fremont, CA
    San Jose, CA
    Morgan Hill, CA
    Saratoga, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    Cupertino, CA
    Campbell, CA
    Belmont, CA
    Cupertino, CA
    Los Altos, CA
    San Jose, CA
    Palo Alto, CA
    San Jose, CA
    San Jose, CA
    Santa Clara, CA
    Santa Clara, CA
    Santa Clara, CA
    San Jose, CA
    San Jose, CA
    San Mateo, CA
    Los Gatos, CA
    Mountain View, CA
    Palo Alto, CA
    Redwood City, CA
    Fremont, CA
    Mountain View, CA
    Sunnyvale, CA
    San Jose, CA
    Palo Alto, CA
    San Jose, CA
    Menlo Park, CA
    San Jose, CA
    Redwood City, CA
    Milpitas, CA
    San Carlos, CA
    San Jose, CA
    Los Gatos, CA
    Gilroy, CA
    Santa Clara, CA
    Los Altos, CA
    Sunnyvale, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    Menlo Park, CA
    Fremont, CA
    San Jose, CA
    Newark, CA
    Palo Alto, CA
    Fremont, CA
    San Jose, CA
    Redwood City, CA
    San Jose, CA
    Union City, CA
    Fremont, CA
    Sunnyvale, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
Other Businesses

Linda Shelby is on the San Jose/Silicon Valley Advisory Board for City Year, a non-profit organization

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-14
S63 Uniform Securities Agent State Law Examination 1984-09-04
  • S65 Uniform Investment Adviser Law Examination
    1997-10-14
  • S63 Uniform Securities Agent State Law Examination
    1984-09-04
Other Names
  • Linda Jane Smith
  • Linda J Smith
  • Linda Jane Smith
  • Linda Hane Smith
  • Linda Jane Smith
  • Linda Smith Shelby
  • Linda Smith Shelby

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CERITY PARTNERS LLC
J.P. MORGAN SECURITIES LLC
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
KINGSWOOD WEALTH ADVISORS, LLC
MORGAN STANLEY
LPL FINANCIAL LLC
PLANMEMBER SECURITIES CORPORATION

Other Investors

DARIN CARLTON MAST
Eric Scott Wasmuth
CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
Richard J Marcellin
Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

More in Santa Barbara, CA

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