Best Investors
Account
Sign in
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-21 |
| MN | RA | APPROVED | 2013-12-19 |
Branch Locations
43 Main Street Se Suite 223, Minneapolis, MN 55414 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Focus Financial Network, Inc. | Apple Valley | MN | 10/1993 | Present |
| Osaic Wealth, Inc. | Apple Valley | MN | 04/1995 | Present |
1. JKW FINANCIAL, LLC. DBA RIVERFRONT GROUP POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2018 ADDRESS: 43 Main St SE, Suite 223, Minneapolis MN 55414, United States DESCRIPTION: Established an LLC for business succession purposes and specifically, precise division of ownership shares. 2.FOCUS FINANCIAL NETWORK, INC. POSITION: Owner/Statutory Agent - NATURE: Corporation/Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 3 START DATE: 09/23/1993 ADDRESS: 1300 Godward St NE, Suite 5500, Minneapolis MN 55413, United States DESCRIPTION: Advise clients on their risk management needs using fixed annuities, fixed life , disability insurance, and long term care insurance. 3. FOCUS FINANCIAL NETWORK, INC. POSITION: Executive Officer NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 15 START DATE: 09/23/1993 ADDRESS: 43 Main St SE, Suite 223, Minneapolis MN 55414, United States DESCRIPTION: Board member where I participate Board meetings. I am the board legal liaison where I have responsibility to make sure our legal documents and contracts are up to date and in order. Attend various FFN events. Support advisors on a one to one basis as their questions come up. 4.FOCUS FINANCIAL NETWORK, INC. POSITION: Executive Officer NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 15 START DATE: 09/23/1993 ADDRESS: 43 Main St SE, Suite 223, Minneapolis MN 55414, United States DESCRIPTION: Board Chairman where I prepare and run Board meetings. Executive Committee chair where I run the Executive committee and prepare those meetings. Member of our ad Hoc committee where we're creating our long term business continuity plan. Attend various FFN events. Support advisors on a one to one basis as their questions come up. 5. TRUSTEE POSITION: Co-Trustee NATURE: N/A INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/14/2022 ADDRESS: 45 University Ave SE, Unit 708, Minneapolis MN 55414, United States DESCRIPTION: Act as a co-trustee on my parents revocable living trust. This involves helping with bills, investments, utilities, and estate planning. 6. JKW FINANCIAL, LLC. DBA RIVERFRONT GROUP POSITION: Vice President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/11/2025 ADDRESS: 43 Main St SE, Suite 223, Minneapolis MN 55414, United States DESCRIPTION: Established and LLC for business succession purposes and specifically, precise division of ownership shares. 7. FOCUS FINANCIAL NETWORK, INC. POSITION: Owner^Statutory Agent - NATURE: Corporation^Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 3 START DATE: 09/23/1993 ADDRESS: 1300 Godward St NE, Suite 5500, Minneapolis MN 55413, United States DESCRIPTION: Advise clients on their risk management needs using fixed annuities, fixed life , disability insurance, and long term care insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-31 |
Reach out to this advisor