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James Raymond Petrik

Rbc Capital Markets, LLC

Minneapolis, MN

Coon Rapids, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2020-09-24
TX RA APPROVED_RES 2018-06-18
MN RA APPROVED 2015-11-12
  • VI RA
    APPROVED
    Since 2020-09-24
  • TX RA
    APPROVED_RES
    Since 2018-06-18
  • MN RA
    APPROVED
    Since 2015-11-12

Branch Locations

250 Nicollet Mall Suite 1700, 16Th Floor, Minneapolis, MN 55401 • United States

Coon Rapids, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regional Operations Group, Inc. Minneapolis MN 04/1993 Present
Rbc Capital Markets Corporation Minneapolis MN 03/2008 Present
  • 04/1993 → Present
    Regional Operations Group, Inc.
    Minneapolis, MN
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-10
S63 Uniform Securities Agent State Law Examination 2000-04-03
  • S66 Uniform Combined State Law Examination
    2015-11-10
  • S63 Uniform Securities Agent State Law Examination
    2000-04-03
Other Names
  • James R Petrik

View on SEC IAPD

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