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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-15 |
| KY | RA | APPROVED | 2021-11-17 |
| OH | RA | APPROVED | 2021-11-12 |
| TX | RA | APPROVED_RES | 2021-11-03 |
Branch Locations
8044 Montgomery Road Suite 415, Cincinnati, OH 45236 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Cincinnati | OH | 09/2007 | 11/2021 |
| Janney Montgomery Scott Llc | Cincinnati | OH | 11/2021 | 03/2022 |
| Janney Montgomery Scott Llc | Cincinnati | OH | 03/2022 | Present |
Stepping Stones, Cincinnati, OH. Educational and recreation programs for individuals with disabilities at four locations. Board Member (05/2023) - Help steer organization towards sustainable future. Not compensated, not investment related, 4 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-13 |
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