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Michael Alan Pelts

Harwood Investment Group LLC

Memphis, TN

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Current Employers
Harwood Investment Group Llc

2593 Broad Avenue, Memphis, TN 38112 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-11-05
  • TN RA
    APPROVED
    Since 2025-11-05

Branch Locations

2593 Broad Avenue, Memphis, TN 38112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harwood Investment Group Memphis TN 03/1998 Present
  • 03/1998 → Present
    Harwood Investment Group
    Memphis, TN
Other Businesses

MICHAEL PELTS IS A PARTNER IN IPS GROUP, WHICH IS ENGAGED IN THE PROVISION OF PORTFOLIO PERFORMANCE REPORTING AND EVALUATION SERVICES. MICHAEL PELTS IS ALSO A PARTNER IN LUBIN PROPERTY MANAGEMENT

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-07-26
  • S63 Uniform Securities Agent State Law Examination
    1984-07-26

View on SEC IAPD

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