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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2010-09-28 |
Branch Locations
8655 E. Via De Ventura Ste # G-181, Scottsdale, AZ 85258 • United States
225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Morgan Securities | Scottsdale | AZ | 04/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-15 |
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