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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2010-09-28
  • AZ RA
    APPROVED
    Since 2010-09-28

Branch Locations

8655 E. Via De Ventura Ste # G-181, Scottsdale, AZ 85258 • United States

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Morgan Securities Scottsdale AZ 04/2009 Present
  • 04/2009 → Present
    Wedbush Morgan Securities
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-17
S63 Uniform Securities Agent State Law Examination 1984-06-15
  • S66 Uniform Combined State Law Examination
    2002-07-17
  • S63 Uniform Securities Agent State Law Examination
    1984-06-15
Other Names
  • Kurt Edwin Markgraf

View on SEC IAPD

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