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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2005-06-20 |
| MO | RA | APPROVED | 2004-11-10 |
Branch Locations
400 Chesterfield Center,, Chesterfield, MO 63017 • United States
2345 S Brentwood Blvd Suite 200, Brentwood, MO 63144-2033 • United States
465 S Kirkwood Rd, Kirkwood, MO 63122 • United States
308 S Ninth Street - Ste 114, Columbia, MO 65201 • United States
4161 Highway K, O'FAllon, MO 63368 • United States
3310 Bluff Creek Drive Suite 101, Columbia, MO 65201 • United States
18 Mullanphy Gardens Shoppping Ctr, Florissant, MO 63031 • United States
101 Pond Fort Trail, Lake Saint Louis, MO 63367 • United States
1222 Spruce St Rm 10-209, Saint Louis, MO 63103 • United States
848 N Green Mountain Rd, Shiloh, IL 62221 • United States
1421 Jungermann Rd, Saint Peters, MO 63376 • United States
840 Meramec Station Rd, Twin Oaks, MO 63088 • United States
6105 Dunn Rd, Hazelwood, MO 63042 • United States
9992 Lin Ferry Dr, Saint Louis, MO 63123 • United States
7900 Mexico Rd, Saint Peters, MO 63376 • United States
4401 Smith Dr, Columbia, MO 65203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Brentwood | MO | 08/2004 | Present |
| West Community Credit Union | Brentwood | MO | 12/2015 | Present |
(1) 08/12/2004: RTS FINANCIAL CONSULTANTS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 08/26/2004: RANDALL T. STEWART, INC. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (3) 08/26/2004: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) (4) 07/20/2006: No Business Name - Act in a Fiduciary Capacity - Investment Related - At Reported Business Location(s) - No Time Spent - brother and sister-in-law (5) 11/03/2016: Tigers Community Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - 308 S Ninth St, Suite 114, Columbia, MO 65201 - Start 09/01/2016 - 10 Hr/Mo; 10 Hour(s) During Securities Trading. (6) 3/16/2017: West Community Credit Union - DBA: West Community Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2017 - 40 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-04-29 |
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