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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2017-01-04
GA RA APPROVED 2016-12-14
  • SC RA
    APPROVED
    Since 2017-01-04
  • GA RA
    APPROVED
    Since 2016-12-14

Branch Locations

3531 Walton Way Extension Suite B, Augusta, GA 30909 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Augusta GA 06/2009 11/2016
Morgan Stanley Private Bank, National Association New York NY 01/2015 11/2016
Janney Montgomery Scott Llc Aiken SC 12/2016 07/2023
Janney Montgomery Scott Llc Augusta GA 07/2023 Present
Previous Registrations
Other Businesses

1) Rental Property, not investment related; A) Annual renewal of home for Masters Golf Tournament; 2814 Hillcrest Avenue, Augusta, GA 30909; compensated; and, B) Grovetown Property - Property Manager; 2957 Gordon Highway, Grovetown, GA 30813; compensated. I am co-owner of the properties. 2) 56 FWD Associates LLC, 1/5 interest in a vacation condominium; start date: 8/04/2020; 2hrs/month; not investment-related 3) St Mary on the Hill Catholic Church, Augusta, GA. Planning Committee - Member of the long range planning committee for property development and improvements. Not compensated, not investment related, 1 hour/month. 4) St Mary on the Hill Catholic Church, Augusta, GA. Co-Chairman (08/2025) - leadership structure of capital campaign to raise money for building expansion for church. Not investment related, not compensated, 5 hours/month. 5. Exchange Club of Augusta, Community Service Organization, Augusta, GA. Board Member (01/2026) - advising the President. Not investment related, not compensated, 1 hour/month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-20
S63 Uniform Securities Agent State Law Examination 1984-07-10
  • S65 Uniform Investment Adviser Law Examination
    1992-10-20
  • S63 Uniform Securities Agent State Law Examination
    1984-07-10

View on SEC IAPD

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