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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2017-01-04 |
| GA | RA | APPROVED | 2016-12-14 |
Branch Locations
3531 Walton Way Extension Suite B, Augusta, GA 30909 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Augusta | GA | 06/2009 | 11/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 11/2016 |
| Janney Montgomery Scott Llc | Aiken | SC | 12/2016 | 07/2023 |
| Janney Montgomery Scott Llc | Augusta | GA | 07/2023 | Present |
1) Rental Property, not investment related; A) Annual renewal of home for Masters Golf Tournament; 2814 Hillcrest Avenue, Augusta, GA 30909; compensated; and, B) Grovetown Property - Property Manager; 2957 Gordon Highway, Grovetown, GA 30813; compensated. I am co-owner of the properties. 2) 56 FWD Associates LLC, 1/5 interest in a vacation condominium; start date: 8/04/2020; 2hrs/month; not investment-related 3) St Mary on the Hill Catholic Church, Augusta, GA. Planning Committee - Member of the long range planning committee for property development and improvements. Not compensated, not investment related, 1 hour/month. 4) St Mary on the Hill Catholic Church, Augusta, GA. Co-Chairman (08/2025) - leadership structure of capital campaign to raise money for building expansion for church. Not investment related, not compensated, 5 hours/month. 5. Exchange Club of Augusta, Community Service Organization, Augusta, GA. Board Member (01/2026) - advising the President. Not investment related, not compensated, 1 hour/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-10 |
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