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Lili Marlene Trudeau

Ubs Financial Services Inc.

Wellesley, MA

Boston, MA

Providence, RI

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2011-06-14
  • RI RA
    APPROVED
    Since 2011-06-14

Branch Locations

55 William Street, Wellesley, MA 02481 • United States

One Post Office Square, Boston, MA 02109 • United States

500 Exchange Street Suite 1210, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Boston MA 06/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-13
S63 Uniform Securities Agent State Law Examination 1984-08-29
  • S66 Uniform Combined State Law Examination
    2011-06-13
  • S63 Uniform Securities Agent State Law Examination
    1984-08-29
Other Names
  • Lili Marlene Huskey

View on SEC IAPD

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Other Offices

PEAK FINANCIAL MANAGEMENT INC · WELLESLEY, MA
EQUITABLE ADVISORS, LLC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
FOCUS PARTNERS WEALTH, LLC · Wellessley, MA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
FOCUS PARTNERS WEALTH, LLC · Wellelsey, MA
MORGAN STANLEY · Wellesley, MA

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