Deborah Sue Sims

Employer firm

Madison Avenue Securities, LLC CRD 23224

$2.02B regulatory AUM 31 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 09/2019
  Summit Brokerage Services Inc
  San Diego, CA
• 10/2015 → 03/2020
  Cetera Investment Advisers Llc
  San Diego, CA
• 09/2019 → 03/2020
  Cetera Advisor Networks Llc
  San Diego, CA
• 03/2020 → Present
  Madison Avenue Securities, Llc
  San Diego, CA

Previous Registrations

• 2015-10-06 → 2020-03-09
  Cetera Investment Advisers Llc
  San Diego, CA
  Rancho Sante Fe, CA
• 2012-06-27 → 2015-12-31
  J P Turner & Company Capital Management, Llc
  Rancho Santa Fe, CA
  San Diego, CA

Other Businesses

1. NAME: ESTATE MANAGEMENT GROUP; INV RELATED: NO; ADDRESS: 3940 HORTENSIA STREET, SUITE 103 SAN DIEGO, CA 92110 & 16906 VIA DE SANTA FE, RANCHO SANTA FE, CA 92067; NATURE: DBA ONLY; POSITION: PRINCIPLE; START DATE: 11/30/2014; HOURS/MONTH: LESS THAN 1; TRADING HOURS/MONTH: 0; DUTIES: PRINCIPLE-DBA ONLY 2.NAME: ENGAGING WOMEN IN WEALTH; INV RELATED: NO; ADDRESS: 3940 HORTENSIA STREET, SUITE 103 SAN DIEGO, CA 92110 & 16906 VIA DE SANTA FE, RANCHO SANTA FE, CA 92067; NATURE: DBA ONLY; POSITION: PRINCIPLE; START DATE: 11/30/2014; HOURS/MONTH: LESS THAN 1; TRADING HOURS/MONTH: 0; DUTIES: PRINCIPLE-DBA ONLY 3.NAME: ADVISORS EXCEL; INV RELATED: YES; ADDRESS: 2950 SW MCCLURE ROAD, TOPEKA, KS 66614; NATURE:INSURANCE PRODUCTS OFFERED THROUGH AE, CREATIVE SERVICES PROVIDED BY AE; POSITION:INSURANCE AGENT; START DATE:02/21/2020; HOURS/MONTH:40; TRADING HOURS/MONTH:40; DUTIES:INSURANCE SALES 4.NAME: LTC Insurance & Life Insurance; INV RELATED: NO; ADDRESS: 3940 HORTENSIA STREET, SUITE 103 SAN DIEGO, CA 92110 & 16906 VIA DE SANTA FE, RANCHO SANTA FE, CA 92067; NATURE: LTC Insurance; POSITION: Agent; START DATE: 9/2020; HOURS/MONTH: LESS THAN 1; TRADING HOURS/MONTH: 0; DUTIES: LTC Insurance Agent. 5. RENTAL PROPERTY; INV RELATED: NO; ADDRESS:2517 OCEAN COVE, CARDIFF CA 92007; NATURE: HOME RENTAL; OWNER AND LANDLORD; START DATE: 09/2014; HOURS/MONTH: LESS THAN 5 A WEEK; TRADING HOURS/MONTH: 0; 6. NAME D SIMS INC.; INV RELATED: NO; NATURE: SUB CHAPTER S FOR TAXES; 7. ChFEBC DESIGNATION; INVESTMENT RELATED: NO; POSITION: HELP FEDERAL EMPLOYEES UNDERSTAND BENEFITS, RETIREMENT, TSP, AND OTHER. HOURS PER WEEK: 1 HOUR; START DATE: 07/2024

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-06-25
• S63 Uniform Securities Agent State Law Examination
  2001-11-26

Other Names

• Deborah Sue Thompson
• Deborah Sue Thompson
• Debbie Moore